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FFIEC 101 Background Information


Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

Description: Reporting Schedules A through S collect information about the components of reporting entities’ regulatory capital, risk-weighted assets by type of credit risk exposure under the Advanced Internal Ratings-Based Approach, and risk-weighted assets and operational losses under the Advanced Measurement Approach.

 

January 2024 Proposed FFIEC 101 Revisions Related to the Proposed Capital Rule

 

June 2023 FFIEC 101 Extension without Revision

 

July 2020 Proposed FFIEC 101 Revisions Related to COVID-19

 

October 2019 Proposed FFIEC 101 Revisions for the Capital and Certain Other Changes

 

September 2018 Proposed FFIEC 101 – Effective March 31, 2019

 

Validation Criteria:

Effective for report dates June 2024 through current:

  • Validity Edits: Excel | PDF - Final (updated June 28, 2024)
  • Quality Edits: Excel | PDF- Final (updated June 28, 2024)

Effective for report dates June 2021 through March 2024:

  • Validity Edits: Excel | PDF - Final (updated August 12, 2021)
  • Quality Edits: Excel | PDF- Final (updated August 12, 2021)
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